Company Description Wise is a global technology company, building the best way to move and manage the world’s money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission to make their lives easier and save them money. As part of our team, you will be helping us create an entirely new network for the world's money. For everyone, everywhere. More about our mission and what we offer. Job Description Since 2011, we’ve had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way to manage your money across borders. We’re just at the beginning of our story and we’re growing at an incredible pace. We won’t stop until anyone, anywhere can send, spend and receive money wherever they are, whatever they’re doing. There’s still heaps to do and we can’t do it alone. Now is an exciting time to join Wise. We’re looking for a Head of Compliance for our investment entity. In this role, you’ll oversee our Canadian regulatory compliance and financial crime compliance programs in support of our CIRO investment dealer license, with CAMLO and CIRO‑designated Supervisor responsibilities. You will lead the CIRO membership/license application and, once approved, build and develop the compliance program for our new investment dealer. You’ll also own relationships with CIRO and other relevant regulators, manage the application process end‑to‑end, and act as a trusted compliance advisor to the business—ensuring we meet our obligations while enabling strategic growth. Your Mission Own the regulatory relationships. You will be the primary contact for CIRO, provincial securities commissions, and FINTRAC, managing member application process, subsequent examinations, inquiries, and communications. Lead the compliance framework. You will develop, manage, and evolve the firm’s compliance and AML/CTF policies to ensure adherence to all CIRO rules and Canadian regulations. Advise Product, Engineering, and relevant 1LoD teams regarding compliant business practices. Deliver annual compliance meetings. Directly supervise all investment dealer activities and ensure adherence to market conduct rules. Be the subject matter expert. You will provide clear, pragmatic, and actionable guidance to business leadership and staff on all compliance‑related matters. Manage all compliance reporting. You will oversee the preparation and submission of all required regulatory reports and filings in a timely and accurate manner. This role is for you if You have 5+ years of experience in a senior compliance leadership role at a CIRO‑regulated Investment Dealer. You possess expert‑level knowledge of CIRO Investment Dealer rules, National Instruments, and Canada’s anti‑money laundering legislation (PCMLTFA). You are a strong communicator and leader, capable of engaging confidently with regulators, senior management, and all members of the firm. You have a hands‑on, proactive approach to problem‑solving and are comfortable operating in both strategic and tactical capacities. You hold the required PDO and CCO industry qualifications for registration as a CCO and Supervisor: Nice To Have: IDSC (or an equivalent supervisor's course). Obtain within 2‑3 months. Travel Requirements: Requires travel up to 20% of the time. Additional Information For everyone, everywhere. We’re people building money without borders — without judgement or prejudice, too. We believe teams are strongest when they are diverse, equitable and inclusive. We’re proud to have a truly international team, and we celebrate our differences. Inclusive teams help us live our values and make sure every Wiser feels respected, empowered to contribute towards our mission and able to progress in their careers. If you want to find out more about what it’s like to work at Wise visit Wise.Jobs. Keep up to date with life at Wise by following us on LinkedIn and Instagram. #J-18808-Ljbffr
A global technology company is seeking a Head of Compliance in Toronto, Canada. This role involves overseeing Canadian regulatory compliance and financial crime compliance programs. Candidates should have 5+ years in a senior compliance role at a CIRO-regulated Investment Dealer, along with a strong understanding of CIRO rules and Canada's anti-money laundering legislation. The position offers an opportunity to build compliance frameworks and manage relationships with regulatory bodies. #J-18808-Ljbffr
Establish compliance leadership as the Head of Compliance for a forward-thinking investment dealer. Oversee Canadian regulatory standards, financial crime policies, and compliance frameworks with strategic insight. In this influential role, you’ll lead the compliance initiatives, building relationships with key regulators and ensuring all organizational practices meet CIRO standards. Your guidance will enhance compliance policies and support a culture of regulatory adherence and responsible growth. Key Responsibilities: • Build and maintain regulatory relationships with CIRO • Lead development of robust compliance and AML/CTF policies • Provide compliance guidance to interdisciplinary teams • Conduct compliance meetings and ensure reporting accuracy • Supervise investment dealer activities for compliance adherence Requirements: • 5+ years in a senior compliance role at CIRO-regulated dealer • In-depth knowledge of investment regulations and AML laws • Strong leadership and communication skills • Problem-solving approach with strategic mindset • PDO and CCO qualifications are necessary Contribute to the success of the investment dealer while ensuring compliance rigor and enabling sustainable growth within a diverse and inclusive organization. #J-18808-Ljbffr
A global technology company is seeking a Head of Compliance in Toronto, Canada. This role involves overseeing Canadian regulatory compliance and financial crime compliance programs. Candidates should have 5+ years in a senior compliance role at a CIRO-regulated Investment Dealer, along with a strong understanding of CIRO rules and Canada's anti-money laundering legislation. The position offers an opportunity to build compliance frameworks and manage relationships with regulatory bodies. #J-18808-Ljbffr
Company Description
Wise is a global technology company, building the best way to move and manage the world’s money.
Min fees. Max ease. Full speed.
Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission to make their lives easier and save them money.
As part of our team, you will be helping us create an entirely new network for the world's money.
For everyone, everywhere.
More about
our mission
and
what we offer .
Job Description
Since 2011, we’ve had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way to manage your money across borders.
We’re just at the beginning of our story and we’re growing at an incredible pace. We won’t stop until anyone, anywhere can send, spend and receive money wherever they are, whatever they’re doing. There’s still heaps to do and we can’t do it alone.
Now is an exciting time to join Wise. We’re looking for a
Head of Compliance
for our investment entity. In this role, you’ll oversee our Canadian regulatory compliance and financial crime compliance programs in support of our CIRO investment dealer license, with CAMLO and CIRO‑designated Supervisor responsibilities.
You will lead the CIRO membership/license application and, once approved, build and develop the compliance program for our new investment dealer. You’ll also own relationships with CIRO and other relevant regulators, manage the application process end‑to‑end, and act as a trusted compliance advisor to the business—ensuring we meet our obligations while enabling strategic growth.
Your Mission
Own the regulatory relationships. You will be the primary contact for CIRO, provincial securities commissions, and FINTRAC, managing member application process, subsequent examinations, inquiries, and communications.
Lead the compliance framework. You will develop, manage, and evolve the firm’s compliance and AML/CTF policies to ensure adherence to all CIRO rules and Canadian regulations.
Advise Product, Engineering, and relevant 1LoD teams regarding compliant business practices.
Deliver annual compliance meetings.
Directly supervise all investment dealer activities and ensure adherence to market conduct rules.
Be the subject matter expert. You will provide clear, pragmatic, and actionable guidance to business leadership and staff on all compliance‑related matters.
Manage all compliance reporting. You will oversee the preparation and submission of all required regulatory reports and filings in a timely and accurate manner.
This role is for you if
You have 5+ years of experience in a senior compliance leadership role at a CIRO‑regulated Investment Dealer.
You possess expert‑level knowledge of CIRO Investment Dealer rules, National Instruments, and Canada’s anti‑money laundering legislation (PCMLTFA).
You are a strong communicator and leader, capable of engaging confidently with regulators, senior management, and all members of the firm.
You have a hands‑on, proactive approach to problem‑solving and are comfortable operating in both strategic and tactical capacities.
You hold the required PDO and CCO industry qualifications for registration as a CCO and Supervisor:
Nice To Have: IDSC (or an equivalent supervisor's course). Obtain within 2‑3 months.
Travel Requirements: Requires travel up to 20% of the time.
Additional Information
For everyone, everywhere. We’re people building money without borders — without judgement or prejudice, too. We believe teams are strongest when they are diverse, equitable and inclusive.
We’re proud to have a truly international team, and we celebrate our differences. Inclusive teams help us live our values and make sure every Wiser feels respected, empowered to contribute towards our mission and able to progress in their careers.
If you want to find out more about what it’s like to work at Wise visit Wise.Jobs.
Keep up to date with life at Wise by following us on LinkedIn and Instagram.
#J-18808-Ljbffr
Establish compliance leadership as the Head of Compliance for a forward-thinking investment dealer. Oversee Canadian regulatory standards, financial crime policies, and compliance frameworks with strategic insight.
In this influential role, you’ll lead the compliance initiatives, building relationships with key regulators and ensuring all organizational practices meet CIRO standards. Your guidance will enhance compliance policies and support a culture of regulatory adherence and responsible growth.
Key Responsibilities:
• Build and maintain regulatory relationships with CIRO
• Lead development of robust compliance and AML/CTF policies
• Provide compliance guidance to interdisciplinary teams
• Conduct compliance meetings and ensure reporting accuracy
• Supervise investment dealer activities for compliance adherence
Requirements:
• 5+ years in a senior compliance role at CIRO-regulated dealer
• In-depth knowledge of investment regulations and AML laws
• Strong leadership and communication skills
• Problem-solving approach with strategic mindset
• PDO and CCO qualifications are necessary
Contribute to the success of the investment dealer while ensuring compliance rigor and enabling sustainable growth within a diverse and inclusive organization.
#J-18808-Ljbffr
Drive compliance strategy for a high-growth investment dealer in Canada. Oversee regulatory frameworks, AML policies, and foster productive relationships with CIRO and other regulators in this impactful role. As the Head of Compliance, you will lead the regulatory compliance and financial crime compliance programs for our CIRO investment dealer. This role emphasizes the development of a cohesive compliance framework, encouraging a culture of transparency and adherence to rules while advising internal teams on best practices. Your leadership will directly shape the firm’s compliance landscape and foster trusted relationships with regulatory authorities. Key Responsibilities: • Lead the development and evolution of compliance policies • Manage the application process with CIRO and securities bodies • Ensure adherence to market conduct rules across activities • Guide various departments on compliance-related matters • Oversee the preparation of necessary regulatory reports Requirements: • At least 5 years of senior compliance experience at an investment dealer • Expertise in CIRO rules and Canada’s anti-money laundering legislation • Strong leadership and interpersonal communication skills • Proactive problem-solver with strategic vision • PDO and CCO qualifications required; IDSC is beneficial Make a significant impact on the compliance framework and regulatory engagement for a regional investment dealer while ensuring robust adherence to industry standards. #J-18808-Ljbffr
Compensation: USD 132,000 - USD 185,000 - yearlyCompany DescriptionWise is a global technology company, building the best way to move and manage the world’s money.
Min fees. Max ease. Full speed.Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission to make their lives easier and save them money.As part of our team, you will be helping us create an entirely new network for the world’s money.
For everyone, everywhere.Since 2011, we’ve had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way to manage your money across borders.We’re just at the beginning of our story and we’re growing at an incredible pace. We won’t stop until anyone, anywhere can send, spend and receive money wherever they are, whatever they’re doing. There’s still heaps to do and we can’t do it alone.Now is an exciting time to join Wise. We’re looking for a Head of Compliance for our investment entity. In this role, you’ll oversee our Canadian regulatory compliance and financial crime compliance programs in support of our CIRO investment dealer license, with CAMLO and CIRO-designated Supervisor responsibilities.You will lead the CIRO membership/license application and, once approved, build and develop the compliance program for our new investment dealer. You’ll also own relationships with CIRO and other relevant regulators, manage the application process end-to-end, and act as a trusted compliance advisor to the business—ensuring we meet our obligations while enabling strategic growth.Your Mission:Own the regulatory relationships. You will be the primary contact for CIRO, provincial securities commissions, and FINTRAC, managing member application process, subsequent examinations, inquiries, and communications.Lead the compliance framework. You will develop, manage, and evolve the firm’s compliance and AML/CTF policies to ensure adherence to all CIRO rules and Canadian regulations.Advise Product, Engineering, and relevant 1LoD teams regarding compliant business practices.Deliver annual compliance meetings.Directly supervise all investment dealer activities and ensure adherence to market conduct rules.Be the subject matter expert. You will provide clear, pragmatic, and actionable guidance to business leadership and staff on all compliance-related matters.Manage all compliance reporting. You will oversee the preparation and submission of all required regulatory reports and filings in a timely and accurate manner.This role is for you if:You have 5+ years of experience in a senior compliance leadership role at a CIRO-regulated Investment Dealer.You possess expert-level knowledge of CIRO Investment Dealer rules, National Instruments, and Canada’s anti-money laundering legislation (PCMLTFA).You are a strong communicator and leader, capable of engaging confidently with regulators, senior management, and all members of the firm.You have a hands-on, proactive approach to problem-solving and are comfortable operating in both strategic and tactical capacities.You hold the required PDO and CCO industry qualifications for registration as a CCO and Supervisor:Nice To Have: IDSC (or an equivalent supervisor's course). Obtain within 2-3 months.Travel Requirements: Requires travel up to 20% of the time.Additional InformationFor everyone, everywhere. We're people building money without borders — without judgement or prejudice, too. We believe teams are strongest when they are diverse, equitable and inclusive.We're proud to have a truly international team, and we celebrate our differences.
Inclusive teams help us live our values and make sure every Wiser feels respected, empowered to contribute towards our mission and able to progress in their careers.If you want to find out more about what it's like to work at Wise, visit Wise.Jobs.
#J-18808-Ljbffr
A global technology company in Toronto is looking for a Head of Compliance to oversee Canadian regulatory and financial crime compliance programs. This role includes leading compliance frameworks, managing regulatory relationships, and ensuring adherence to CIRO rules. The ideal candidate has over 5 years of experience in a similar role and holds necessary industry qualifications. Join a diverse team committed to building a better financial system for everyone, everywhere. #J-18808-Ljbffr
Drive compliance strategy for a high-growth investment dealer in Canada. Oversee regulatory frameworks, AML policies, and foster productive relationships with CIRO and other regulators in this impactful role.
As the Head of Compliance, you will lead the regulatory compliance and financial crime compliance programs for our CIRO investment dealer. This role emphasizes the development of a cohesive compliance framework, encouraging a culture of transparency and adherence to rules while advising internal teams on best practices. Your leadership will directly shape the firm’s compliance landscape and foster trusted relationships with regulatory authorities.
Key Responsibilities:
• Lead the development and evolution of compliance policies
• Manage the application process with CIRO and securities bodies
• Ensure adherence to market conduct rules across activities
• Guide various departments on compliance-related matters
• Oversee the preparation of necessary regulatory reports
Requirements:
• At least 5 years of senior compliance experience at an investment dealer
• Expertise in CIRO rules and Canada’s anti-money laundering legislation
• Strong leadership and interpersonal communication skills
• Proactive problem-solver with strategic vision
• PDO and CCO qualifications required; IDSC is beneficial
Make a significant impact on the compliance framework and regulatory engagement for a regional investment dealer while ensuring robust adherence to industry standards.
#J-18808-Ljbffr
